Exempt Market Connect delivers a fully digitized investment journey for exempt market dealers in Canada — from KYC and ID verification to subscription signing and portfolio tracking — giving dealers and investors a seamless, compliant experience.
If you're comparing exempt market dealer software in Canada, Exempt Market Connect handles onboarding, KYC, e-signatures, portfolio tracking, and dealer back-office workflows in one compliant platform.
Automated Know Your Customer checks and government-issued ID verification — fully digital, fast, and CSA-compliant.
Guided questionnaires that capture investor risk tolerance, financial situation, and investment knowledge — mapped to NI 31-103 requirements.
Integrated eSignature for subscription agreements and offering documents — no printing, scanning, or couriers required.
Investors can log in to view real-time portfolio performance, transaction history, and holding details — all in one place.
A secure, organized repository of all investor documents — offering memoranda, trade confirmations, T-slips, and more.
Give your compliance and operations team the tools they need — client management, activity logs, and regulatory reporting.
Our platform guides investors through every step — and keeps dealers in control at every stage.
Investors register and complete government-issued ID verification, liveness checks, and AML screening — all automated and paperless.
Investors complete guided assessments to establish risk tolerance, financial situation, and investment knowledge. Eligible and accredited investor status is captured digitally.
Dealers present suitable offerings to investors. Investors review offering memoranda, term sheets, and product details within the platform.
Investors complete subscription forms and sign all required documents electronically — no wet signatures, no couriers, no delays.
Once closed, investors gain access to their portfolio dashboard — tracking performance, viewing documents, and managing their investment history in real time.
Step through the Exempt Market Connect experience — from KYC onboarding through to portfolio access — at your own pace. No signup required.
Ready to see it with your firm's own workflow?
Request a Personalized DemoExempt Market Connect gives registered dealers a complete back-office suite — so your team spends less time on administration and more time serving clients.
Designed to align with Canadian Securities Administrators requirements, including NI 31-103 registrant obligations.
256-bit encryption, multi-factor authentication, and SOC 2 compliant infrastructure to protect investor data.
Every action, signature, and document exchange is time-stamped and logged — providing an immutable compliance record.
All investor data is stored on Canadian servers, meeting PIPEDA and provincial privacy legislation requirements.
Schedule a personalized demo with our team and discover how Exempt Market Connect can transform your operations.
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