Exempt market dealer software for Canadian EMDs

Exempt Market Dealer Software
for Canadian EMDs

Exempt Market Connect is a dedicated platform for exempt market dealers in Canada. It digitizes onboarding, KYC, suitability, e-signatures, subscriptions, document storage, and portfolio tracking in one compliant workflow.

Built for Canadian exempt market dealers · Digital onboarding and compliance workflows · Secure investor document management
Dealer Workflow
Dealers Onboarded 42 ▲ 18%
KYCComplete
SuitabilityReview
eSignaturesLive
ReportingTracked
Compliance ready
Audit trail
Why It Ranks

A focused page for the exact search intent

This landing page is built specifically for the phrase "exempt market dealer software" so search engines can understand the topic, the audience, and the product category in one place.

Dealer onboarding

Guide investors from intake to KYC verification with a workflow designed for exempt market dealers.

Suitability and subscription

Capture suitability, accredited investor status, and subscription documents digitally in one system.

eSignature and records

Support e-signatures, document vaults, and activity logs with a clean audit trail.

Workflow

How the platform works

The page is intentionally specific: it explains the product, the audience, and the compliance workflow without mixing in unrelated messaging.

01

Onboard investors

Collect investor details, verify identity, and keep the process paperless from the start.

02

Assess suitability

Capture risk tolerance, eligibility, and account suitability in a guided flow.

03

Sign and close

Complete subscriptions, signatures, and storage in one audited workflow.

FAQ

Common questions

What does the platform replace?

It replaces the manual mix of email, PDFs, shared drives, and spreadsheets dealers often use to manage onboarding, suitability, signatures, and document storage.

Can we use it with our current compliance process?

Yes. The workflow is designed to support your existing review and approval steps instead of forcing a one-size-fits-all process.

How long does implementation usually take?

That depends on how much you want to configure, but a focused rollout can start with core onboarding and subscription workflows before expanding to reporting and document vault features.

Does it support investor documents and audit trails?

Yes. The platform keeps subscriptions, signatures, and related documents together in one auditable record so your team can retrieve them quickly.

Next Step

Ready to see it in your workflow?

Request a demo and we’ll show you how Exempt Market Connect supports exempt market dealers in Canada.

Request My Demo