White-label investor portal

Your brand, your domain, your exempt market client experience.

Exempt Market Connect gives Canadian EMDs a branded portal where investors complete KYC, review offerings, subscribe with e-sign, retrieve documents, and view portfolio holdings — without leaving your firm’s digital storefront.

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A portal built for exempt market relationships

Exempt market investing is relationship-driven. Investors expect to recognize your firm when they log in, upload documents, review a private placement, or check a holding months after close. A white-label investor portal keeps that continuity intact.

Exempt Market Connect is hosted software designed for Canadian exempt market dealers. It connects the investor experience to back-office workflows for dealing representatives, dealer admins, CCOs, referral agents, and issuers — so the front door and the operating system are the same product.

Branding and domain

White-label configuration lets your firm present the portal under its own identity:

  • Brand presentation aligned to your dealer identity
  • Support for hosting the investor experience on a domain of your choice
  • Consistent look across onboarding, deal browsing, subscriptions, events, and portfolio

Investors should not feel like they have been redirected to a generic third-party tool. The portal is your channel — Exempt Market Connect is the technology underneath. More white-label context lives in the features hub.

Investor experience from first login to portfolio

Once inside the portal, investors can move through the exempt market lifecycle without reinventing process for every deal:

  1. Complete KYC for individual, joint, or corporate accounts, including accreditation classification and supporting uploads
  2. Explore offerings in the deal marketplace — equity, debt, hybrid, fund, or revenue share — with terms, disclosures, and data-room materials
  3. Subscribe through a guided trade flow with suitability questions and electronic signatures
  4. Fund using the payment path provided for the trade (wire, EFT, cheque, registered, or FinConnect)
  5. Access documents and portfolio after closing, including historical packages stored in the vault

Events and webinars can also be published in-portal so education and issuer updates stay inside the same branded experience.

Roles across the dealer ecosystem

A useful investor portal is not only for investors. Exempt Market Connect supports role-based participation for:

  • Investor — applications, offerings, subscriptions, documents, portfolio
  • DealingRep — client support, trade initiation, review, and signing steps
  • Dealer admin — firm configuration, users, and operational oversight
  • CCO — compliance review and approval checkpoints
  • ReferralAgent — referral participation and related compensation visibility as configured
  • Issuer — offering and partner visibility appropriate to distribution arrangements

Clear role boundaries reduce accidental oversharing while keeping collaboration on the same records. Related oversight tools are described on dealer compliance tools.

Document vault and information security practices

Exempt market files are sensitive: government ID, financial disclosures, corporate records, subscription agreements, and deal materials. The portal’s document vault keeps those materials associated with the client and trade records so authorized participants can retrieve what they need without emailing attachments back and forth.

Dealers should still apply their own information-security policies, access reviews, and retention rules. Exempt Market Connect provides the structured repository and role-aware access model; the registered dealer remains responsible for how client information is handled under applicable law and firm procedures.

KYC document collection is covered in depth on KYC & AML onboarding; subscription packages are covered under private placement subscriptions.

Why white-label matters for EMDs

When every tool wears a different logo, investors lose confidence and staff spend time explaining where to click next. A branded portal:

  • Reinforces your firm as the relationship owner
  • Reduces training overhead for clients and referral partners
  • Creates a single destination for status, documents, and holdings
  • Supports multi-deal activity without restarting the experience each time

If you are comparing category options, start with our overview of exempt market dealer software.

Frequently asked questions

What is a white-label investor portal for EMDs?

It lets an exempt market dealer present onboarding, offerings, subscriptions, documents, and portfolio access under the firm’s own branding — and typically on a domain of the firm’s choice.

Which investor account types are supported?

Individual, joint, and corporate investor types are supported in the onboarding and account model.

Which roles can access the portal?

Investor, DealingRep, Dealer admin, CCO, ReferralAgent, and Issuer roles are supported with permissions aligned to each participant’s responsibilities.

Where are investor documents kept?

KYC packages, subscription agreements, confirmations, and deal materials are retained in the document vault and associated records so authorized users can retrieve them without email archaeology.

See your brand on the investor portal

Request a demo and we will walk through white-label setup, investor journeys, role access, and how the portal connects to KYC, subscriptions, and portfolio views.

Request a Demo